| Commission |
0.25% or below: minimum charge $100 |
| Stamp duty |
0.1% of transaction amount, rounded up to the nearest dollar (collected for HKSAR Government) |
| Transaction levy |
0.0027% of transaction amount (collected for the SFC) |
| Trading fee |
0.00565% of transaction amount (collected for the SEHK) |
| AFRC Transaction Levy |
0.00015% of transaction amount (collected for the AFRC) |
| CCASS settlement fee |
Free of charge |
The above fees are for reference only and are subject to change from time to time
| Settlement instruction "SI"
for share deposit via CCASS |
Free of charge |
| Investor settlement instruction
"ISI" for share deposit via CCASS |
Free of charge |
| Settlement instruction "SI" for
share withdrawal via CCASS |
$100 per transaction |
| Investor settlement instruction
"ISI" for share withdrawal via
CCASS |
$100 per transaction |
| Physical scrip deposit |
Free of charge |
| Physical scrip withdrawal |
$5 per board/odd lot (included CCASS Fee)(min $100 per stock) |
| Transfer deed stamp duty |
$5 per transfer deed (collected for HKSAR Government) |
| Default fee for late delivery of
settlement |
0.5% multiplied by market value (based on the closing price quoted on the
Exchange on the due date) of the corresponding short stock position, subject to a
maximum fee of HK$100,000 for each corresponding short stock position |
The above fees are for reference only and are subject to change from time to time
| Safekeeping fee per month for account with trading |
Free of charge |
| Safekeeping fee per month for account with NO
trading in past 12 months |
$0.012 per board / odd lot (min $20) |
| Dormant account fee (no trading within 12 months) |
$200 per annum |
| Stock segregated account (with CCASS Statement)
Service |
$500 per annum |
The above fees are for reference only and are subject to change from time to time
| Cash dividend collection / dividend collection on scrip
option |
0.12% of dividend amount (min $30, max $15,000) |
| Collection of bonus shares, bonus warrants / rights
issue |
Handling fee of $30 per stock |
| Scrip registration and transfer fee |
CCASS scrip registration and transfer fee $1.5 per board / odd
lot; |
| Rights subscriptions, warrants conversions or
preferential offers |
$0.8 per board / odd lot (max: $15,000 per stock); plus
handling fee of $50 for per stock |
| Cash offer, open offers |
$0.8 per board / odd lot (max: $15,000 per stock); plus
handling fee of $50 for per stock |
| Share split / consolidation |
Free of charge |
| Handling fee for voting instruction (e.g., AGM,
EGM/SGM, etc.) |
Free of charge |
| Claim for uncollected benefit entitlements |
$500 per claim plus counterparty charges |
| IPO application fee |
$100 per application |
| ADR Depository Fee (through ADR Depository Agents) |
USD 0.01 – 0.05 per unit (subject to the fees charged by ADR Depository Agents) |
The above fees are for reference only and are subject to change from time to time
| Annual interest rate of late settlement for trade (for
custody account) |
China Construction Bank (Asia) HKD Prime rate + 5% p.a. |
| Returned cheque |
$200 for each HKD returned cheque |
| Stop payment by cheque |
$150 per cheque |
| Same day value HKD local transfer (CHATS) |
$300 per transaction |
| Same day value HKD overseas transfer (TT) |
$300 per item plus correspondent bank's charges |
| Audit confirmation handling fee |
$100 per application |
| Re-issue monthly statement |
Within 3 months: Free
For past 3 months - 1 year: $50 per Statement
For past 1 - 3 years: $100 per Statement
For past 3 - 6 years: $500 per statement |
| Asset confirmation or other ad - hoc service request |
$500 plus out-of-pocket expenses |
The above fees are for reference only and are subject to change from time to time
