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TERMS AND CONDITIONS

RISK DISCLOSURE STATEMENTS

The price and income of any securities or other financial instruments described in this site may fall as well as rise. Past performance should not be taken as an indication of future performance.

The risk disclosure statements do not purport to disclose or discuss all of the risks and other significant aspects of any securities or other financial instruments mentioned in this site. You should not deal in any such products or avail yourself of our investment services unless you understand the nature of the relevant transaction and the extent of your exposure to potential loss. You should consider carefully whether the products and investments are suitable for you in the light of your circumstances and financial position. You should make your own appraisal of the risk and should consult to the extent necessary your own legal, tax, financial or other professional advisors in respect of any securities mentioned in this site prior to entering into any transaction.

 

GENERAL DISCLAIMERS AND OTHER INFORMATION

Use of Site

The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject CCB International (Holdings) Limited, its holding company, fellow subsidiaries, associates or other affiliates (collectively, the "CCBI") to any regulatory requirement within such jurisdiction or country. Any person or entity who intends to respond to or rely upon the information on this site must satisfy himself that he is not subject to any local requirement which restricts or prohibits him from doing so. CCBI may discontinue or make changes in the information, investments, products or services provided in this web site at any time without prior notice to you.

No Offer

Neither the information nor any opinions contained in this site constitutes a solicitation or offer by CCBI to buy or sell, whether as principal or agent, any securities, options or other financial instruments or provide any service or investment advice. Members of CCBI, their directors and/or representatives and/or employees and/or families and /or associates may have a long or short position in any of the securities mentioned in the site at any time and may make a purchase and/or sale, or offer to make a purchase and/or sale and/or otherwise deal in any of the said securities from time to time in the open market or otherwise, in each case either as principal or agent.

No Warranty

Although the information on this site is obtained or compiled from sources we believe to be reliable, CCBI cannot and does not warrant the accuracy, validity, timeliness or completeness of any such information. To the extent that any information in the site is identified as being indicative, you should note that the information set forth above is reflective of the terms as of the specified date and is based on current assumptions and market conditions under which CCBI believes an issuance might be carried out or a product offered. All estimates and opinions included in this site constitute CCBI judgement as of this date and may be subject to change without notice. CCBI expressly disclaims any warranties of merchantability or fitness of a particular purpose or duties of care. All information on this site is provided "as is", and is subject to change without prior notice.

CCBI does not represent or warrant that that access to this site will not be interrupted, that there will be no delays, failures, errors or omissions or loss of transmitted information, that no viruses or other contaminating or destructive properties will be transmitted or that no damage will occur to your computer system. You have sole responsibility for adequate protection and back up of data and/or equipment and for undertaking reasonable and appropriate precautions to scan for computer viruses or other destructive properties. We make no representations or warranties regarding the accuracy, functionality or performance of any third party software that may be used in connection with the Website. Further, e-mail messages sent to CCBI over the Internet can not be guaranteed to be completely secure. CCBI will not be responsible for any damage suffered by users if they send an E-mail to CCBI, or if CCBI sends an E-mail at the request of the user, by Internet.

Limitation of Liability

In no event will any member of CCBI be liable (tortious, contractual or otherwise) or have any responsibility for loss of profits or lost opportunity, damages of any kind, whether direct, indirect, special, punitive, consequential or incidental, resulting from access or use of, or inability to access or use, this site or any sites or pages linked to this site, including (without limitation) damages resulting from the act or omission of any third party, even if any member of CCBI has been advised of the possibility thereof.

Privacy

CCBI shall at all times fully observe the Personal Data (Privacy) Ordinance of Hong Kong in collecting, maintaining and using personal data of potential and existing clients.

CCBI will not collect any personal information that identifies a visitor to this site unless specified otherwise. When you visit this site, CCBI will mark the record of your visit. This information will be used by CCBI for keeping statistics about the usage of CCBI’s web-portal or promotional purposes.

If you are CCBI’s customer and are using our services on-line, or if you are a visitor and are applying for our services on-line, CCBI may collect information from you. Failure to provide such information to CCBI may result in CCBI being unable to entertain your application for such services or products. Further, in case you provide such information to CCBI over the Internet, you shall bear the associated risk which is set out hereunder.

Personal data held by CCBI will be kept confidential but in submitting personal data you agree that any such data may be used for the following purposes:

 

1. sharing, cross-checking and transferring that data within CCBI or with its related companies, agents or service providers;

 

2. any purpose relating to or in connection with compliance with any law, regulation, court order or order or direction of a regulatory authority including the provision of any such data to any such regulatory authority which shall request the same (without CCBI having to obtain prior legal advice as to the competence of such a request); and

 

3. any other purposes relating to or in connection with CCBI’s business or dealings or the business or dealings of any related companies.

 

Data held by CCBI relating to a customer will be kept confidential but CCBI may provide such information to CCBI’s related companies, CCBI’s agents or service providers, regulators, lawyers, auditors, credit reference agencies or debt collection agencies, or any other person under a duty of confidentiality to CCBI which has undertaken to keep such information confidential, whether they are within or outside the Hong Kong Special Administrative Region, for the purposes set out in the previous paragraph.

CCBI only allows authorized employees to have access to information collected from you to ensure that such information will not be used for unauthorized purpose, or be altered or erased accidentally.

CCBI will ensure that your personal data will be protected against unauthorized or accidental access, processing or erasures by implementing appropriate physical, electronic and managerial measures to safeguard and secure your personal data.

All practical steps will be taken by CCBI to ensure that personal data will not be kept longer than necessary. As a general rule the maximum retention period is 7 years.

You have the right to request access to and correction of information about you held by CCBI. If you wish to access or correct your personal data, please write to the Account Administration Department at CCB International Securities Limited (34/F., Two Pacific Place, 88 Queensway, Admiralty, Hong Kong). In accordance with the terms of the Personal Data (Privacy) Ordinance, CCBI has the right to charge a reasonable fee for the processing of any data access request.

Nothing in this Terms and Conditions shall limit the rights of customers under the Personal Data (Privacy) Ordinance.

Use of Links

Should the viewer leave this site via a link contained herein, and view content that is not provided by CCBI, the viewer does so at its own risk. CCBI is not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. CCBI makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party or have any responsibility, including without limitation, the accuracy, subject matter, quality or timeliness of any electronic content.

By providing links to these linked or associated web sites, no member of CCBI shall be deemed to endorse, recommend, approve, guarantee or introduce any third parties or the services/products they provide on their web site, or have any form of co-operation or association with such third parties and web sites.

Representations

In purchasing the products or availing yourself of the services described in the site, you are deemed to represent that you have made your investment and trading decisions (including decisions with regard to the suitability of the products) based upon your own judgment and not in reliance upon any view expressed by us and that you fully understand all the risks involved and are capable of assuming and willing to assume such risks.

Copyright

All materials on this website are protected by copyright and/or other intellectual property rights. No part of the materials may be modified, reproduced, transmitted and distributed in any format for commercial or public use without CCBI prior written consent. If you download any information or software from this site, you agree that you will not copy it or remove or obscure any copyright or other notices or legends contained in any such information.

Important:

By accessing this site and any of its pages you are agreeing to the terms and conditions set out above and by continuing to use this site following the posting of any changes to these terms and conditions will signify your consent to the changes made.

If there is any conflict between the English and Chinese versions of these terms and conditions, the English version shall prevail

Head Office Address: 12/F, CCB Tower, 3 Connaught Road Central, Central, Hong Kong
Telephone: 852-3911 8000  Fax: 852-2530 1496
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